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Subject:	Markets in Financial Instruments Directive - MiFID
From:	"Gervais, JohnA" <[log in to unmask]>
Reply To:	Records Management Program <[log in to unmask]>
Date:	Thu, 3 Aug 2006 08:01:45 -0400
Content-Type:	text/plain
Parts/Attachments:	text/plain (23 lines)

I found the MiFID regulatory directive to be quite interesting http://www.fsa.gov.uk/Pages/About/What/International/EU/fsap/mifid/index.shtml.  

An integral component of this directive is record-keeping, particularly in relation to transactions undertaken for clients.   I know this is a EU directive, but it appears to be as significant and wide ranging as SOX. Countries outside of the EU will have to be in tune with this new directive when dealing with European firms.
Cheers

John A. Gervais
Program Manager
Policy and Guidelines Section
Information Policy and Governance Division
Statistics and Information Management Directorate 
Corporate Strategies and Business Development Branch 
Canada Revenue Agency
320 Queen St., Place de Ville, Tower A, 6th Fl., 
Ottawa, ON, Canada, K1A 0L5 
Tel: 1-613-946-0245
Facsimile: 1-613-941-9649
E-mail: <mailto:[log in to unmask]>



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