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Sent to you by pakurilecz via Google Reader: Newly Released Securities
and Exchange Commission Enforcement Manual ("Red Book") Provides
Guidance on Treatment of Electronic Information via Electronic
Discovery Law by [log in to unmask] (K&L Gates) on 10/28/08
For the first time, the SEC has released its Enforcement Manual, also
known as the "Red Book” to the public. Although the manual is intended
to provide guidance to members of the SEC’s Division of Enforcement, it
is a valuable resource for anyone involved in a SEC investigation.

Several sections address the topic of electronic information. For
example, section 3.2.6.2, “Form of Production,” provides a detailed
explanation of what is expected of those responding to an SEC subpoena,
including a discussion of the SEC’s preference for electronic
production. Section 3.2.6.2.3, “Format for Electronic Production of
Documents to the SEC,” provides even greater detail regarding the
production of electronic information. The manual also provides valuable
guidance on privilege logs, bates stamping, records certifications and
much more.

The full text of the Enforcement Manual is available here.


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