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Subject:
SEC Requirements
From:
bobd <[log in to unmask]>
Reply To:
Records Management Program <[log in to unmask]>
Date:
Thu, 9 Nov 2006 15:37:15 -0800
Content-Type:
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Does anyone have a bookmarked website that may contain some of the newer SEC
recordkeeping requirements.  My interest was aroused based on the following
conversation with a company representative who 

 

asked me was if it was true that the SEC has a list of vendors with a
document management system that have been certified to meet the
recordkeeping requirements for the SEC.

 

As far as I know I do not believe any government agency bestows
certifications and/or make recommendations on vendors.  The closes I would
guess would the DOD 5015.2 which is a register of companies that meet their
guidelines for a RM system.

 

Am I off base here?  

 

Bob Dalton, CRM

Dalton Consulting


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