"I was curious to know how others are testing the compliance of their programs within the organization. I work in the financial services industry, and we are looking for ways to ensure enterprise-wide compliance, and just wanted to know what all is being done out there. Is it built in somewhere that managers must attest to, or is there some annual/regular assessment that is performed? Thank you in advance."


Matthew:


Welcome to the listserv and thanks for asking this great question.  One thing I have done over the years to test records management compliance is to partner with Audit to set up an audit plan.  Additionally, I have also set up and ran an audit function from within the records management department.


Regards, Steve

Stephen A. Smith, MLIS, CRM, CEDS, CIP, CDIA+
Sr. Program Manager, Global Records Management
[1492431704942_PastedImage]
Jabil Inc. | Global Ethics and Compliance
Office:  +1 727.803.7636 | Cell:  +1 727.900.8220
10800 Roosevelt Blvd., St. Petersburg, FL 33716
www.jabil.com<http://www.jabil.com/>

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