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Records Management Program <[log in to unmask]>
Date:
Thu, 20 Sep 2012 16:17:02 -0400
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FINRA pushing to make broker records more accessible to investors - CNBC
The Financial Industry Regulatory Authority in September voted to submit
proposals to the U.S. Securities and Exchange Commission that would make
information in its BrokerCheck system easier for investors to find, and
keep records of even those dismissed investment-related civil actions on
permanent public file.


http://bit.ly/RAvlaQ

Source: http://www.cnbc.com/id/49103384
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