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Records Management Program <[log in to unmask]>
Subject:
Re: SOX Regulation Effective in 2006??
From:
"Piotrowski, Charles" <[log in to unmask]>
Date:
Thu, 8 Dec 2005 08:45:05 -0500
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Records Management Program <[log in to unmask]>
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In addition, to Bill R's comments, the 3 year requirement is specific
only to a certain group. I am sure folks on the list will explain
further (even with an authoritative citation, I'll wager) but I believe
it applies to brokers, financial consultants and their business activity
and the like.

Chuck Piotrowski
CVPS
www.cvps.com
This computer runs on Cow Power!

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