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Subject:
Searching for SEC record-keeping requirements
From:
Alex Perez <[log in to unmask]>
Reply To:
Records Management Program <[log in to unmask]>
Date:
Thu, 17 Mar 2011 19:08:02 -0700
Content-Type:
text/plain
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text/plain (19 lines) 
Hello Group,
 
I'm carrying out research on types of documents that the SEC requires imvestment banks to keep.
 
I've tried the CFR Sec 17, but find it very confusing and hard to read. I've tried searching publications or reference materials that can summarize the information, but I have had no luck.
 
I would be very grateful if abnone can suggest any materials or point me in the right direction.  Feel free to respond on the list serve or to me personally at [log in to unmask]
 
Thank you!!
Alex Perez


      

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