On Fri, Mar 18, 2011 at 6:01 AM, Tod Chernikoff <[log in to unmask]>wrote: > Alex: > > You need to look in SEC Rule 17(a), not CFR Section 17. > well 17 CFR is the correct part of the CFR the full citation for Rule 17a-4 is 17 CFR 240.17a-4 http://www.sec.gov/rules/interp/34-47806.htm -- Peter Kurilecz CRM CA [log in to unmask] Richmond, Va http://twitter.com/RAINbyte http://tech.groups.yahoo.com/group/RAINbyte/ http://paper.li/RAINbyte/rainbyte Information not relevant for my reply has been deleted to reduce the electronic footprint and to save the sanity of digest subscribers List archives at http://lists.ufl.edu/archives/recmgmt-l.html Contact [log in to unmask] for assistance To unsubscribe from this list, click the below link. If not already present, place UNSUBSCRIBE RECMGMT-L or UNSUB RECMGMT-L in the body of the message. mailto:[log in to unmask]
