Here's a link to a free checklist (33 pages worth)
http://www.scribd.com/doc/16809/Audit-Checklists
No explicit mention of recordkeeping standards and best practices.
However, there many checklist items pertaining to specific record series
and Page 33 has a CORPORATE GOVERNANCE section that calls out "records
retention, storage and disposal".
Tony Laino, C.R.M.
Managing Consultant
Enterprise Content Management
Business Analytics & Optimization
IBM Canada Ltd.
Tel: 647-237-1641 306-777-9798 (SaskEnergy)
Email: [log in to unmask][log in to unmask]
From: Maureen Cusack <[log in to unmask]>
To: [log in to unmask]
Date: 10/05/12 12:45 PM
Subject: SOX guides checklists for auditors that cite RM standards?
Sent by: Records Management Program <[log in to unmask]>
Esteemed listserv colleagues - Anybody know of any free or widely
available
popular SOX auditor checklists or guides that explicitly mention the
existence of recordkeeping standards and best practices (i.e. GARP, ISO
15489) ?
thanks,
--
Maureen Cusack
San Francisco, CA
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