LPL Financial Holdings Inc. LPLA -0.52%agreed to pay at least $9 million
to end allegations by regulators that the brokerage firm was plagued
by "systemic email failures" but did too little to fix them.
http://on.wsj.com/14ZiyS5
Todd P. Johnson, CRM, CIP, ERMm
Manager - Records & Information Management
Southern Star Central Gas Pipeline
270-852-4512
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