I am developing a list of high-level principles that should be established 
for an RIM Program's compliance program. I wonder if any of you would like 
to contribute compliance principles. So far I have listed:

<Start>
Guiding Principles

1. Compliance entails organization-wide adherence to external regulations 
and internal policies.

2. Compliance objectives are tied to the organization's objectives and 
risk appetite.
 
3. Compliance starts with clear policies that outline requirements and 
responsibilities, published and distributed across the organization.

4. Compliance will include the RIM organization assisting staff with 
compliance by providing training, guidance documents, and directly 
assisting when help is needed to bring their particular operations or 
applications into compliance. 
 
5. Compliance will include monitoring, testing, remediating, and reporting 
on staff compliance.

<End>

I am not really looking for opinings on what compliance is. Just succinct, 
high-level principles that should be added to the list.

Thanks for your help,

Gary Link
Pittsburgh, PA
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