SEC Issues Guidance On Use of Social Media by Investment Advisers | Foley
Hoag LLP - JDSupra
On January 4, 2012 the SEC’s Office of Compliance Inspections and
Examinations issued an exam alert to registered investment advisers which
included guidance on the use of social media. The alert is not meant to be
a comprehensive summary of all compliance matters related to the use of
social media, but rather is intended to cover measures that may assist
advisers in developing procedures to prevent violations of the Advisers Act
and other federal securities law with respect to the use of social media
such as the antifraud, compliance and record keeping provisions.
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Source:
http://www.jdsupra.com/post/documentViewer.aspx?fid=023490b9-fa0a-40a4-95ff-b70551303b13
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