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Date: | Tue, 20 Dec 2016 16:17:22 -0500 |
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Steve,
I just completed a related project for my company, a large financial
institution. I spent countless hours since June reading and
re-reading the 317 pages of the Fiduciary Rule - almost as much fun as
getting a root canal without any Novocaine. :>)
The Department of Labor requires records to be kept for six years.
But in typical fashion the Rule does not list which records need to be
retained. I reviewed a number of websites. Most only identify
records in generalities. Where it gets tricky is if your company
decides to employ the Best Interest Contract (BIC) exemption.
Anyway contact me off-line and I should be able to help.
Bruce White, CRM, PMP
Radnor, PA
e-mail: [log in to unmask]
LinkedIn: http://www.linkedin.com/in/bblanco
On Tue, Dec 20, 2016 at 3:59 PM, Petersen, Steve
<[log in to unmask]> wrote:
> I've been brought in late in the game I think but has anybody found a good source to identify the recordkeeping requirements of the new DOL rules being implemented in 2017. I'd like to ask before I dive into trying to read all 317 pages
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