Document retention is a big issue in the financial industry, with agencies
from the Federal Deposit Insurance Corp., the Financial Industry Regulatory
Authority and the Securities and Exchange Commission requiring accurate
records from the past five or more years in order to maintain compliance.

Implementing document management software is not yet a legal necessity, but
that could change during fiscal 2016, as the SEC plans to bolster oversight
by adding 225 staff members.


http://bit.ly/1Vvj5oA
http://bit.ly/1Vvj5oA+


-- 
Peterk
Dallas, Tx
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"The problems of our economy have occurred not as an outgrowth of
laissez-faire, unbridled competition.
They have occurred under the guidance of federal agencies, and under the
umbrella of federal regulations."
Senator Ted Kennedy, in defending trucking deregulation in 1978.

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