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Date: | Wed, 20 Sep 2017 12:44:20 +0000 |
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Hello-
I was curious to know how others are testing the compliance of their programs within the organization. I work in the financial services industry, and we are looking for ways to ensure enterprise-wide compliance, and just wanted to know what all is being done out there. Is it built in somewhere that managers must attest to, or is there some annual/regular assessment that is performed? Thank you in advance.
Matthew F Thomas
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