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Sender:
Records Management Program <[log in to unmask]>
Subject:
Mutual Funds/Investment Adviser Retention Schedule
From:
Christina Doyle <[log in to unmask]>
Date:
Thu, 24 Mar 2005 15:33:43 -0500
Reply-To:
Records Management Program <[log in to unmask]>
Parts/Attachments:
text/plain (8 lines) 
I am trying to put together a comprehensive list of all of the SEC forms
and requirements surroundin financial institutions/mutual fund advidvers.
Does anyone have such a list or can you point me in the right direct?
I have read the SEC rulings/amendments - just trying to put together a list.

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