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Date:	Fri, 29 Jul 2005 20:34:56 -0400
Reply-To:	Peter Kurilecz <[log in to unmask]>
Subject:	Re: Email Retention for Unregulated Employees of Banking and Financial Institutions
From:	Peter Kurilecz <[log in to unmask]>
In-Reply-To:	<[log in to unmask]>
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Sender:	Records Management Program <[log in to unmask]>
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On 7/29/05, Matthew Rose <[log in to unmask]> wrote:
> The consensus I have heard, for the retention of emails has been between
> 3-5years for regulated employees, 90 days for unregulated employees.  Can
> anyone tell me how these timeframes were achieved?  Does anyone have a
> regulation, law or rule regarding these timeframes?


for the regulated employees look to NASD 3010 and SEC 17a-4, for the
90 day retention I know of no regulation
--
Peter Kurilecz
Richmond, Va

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