`FSP`s face closure for poor records management` - South Africa | Moneyweb
Johannesburg, Nov 28 (I-Net Bridge) - Failure to comply with the Financial
Advisory and Intermediary Services Act (FAIS) can result in hefty fines or
possible closure by the Financial Services Board (FSB) for any Financial
Services Provider (FSP) or financial intermediary who does not ensure an
accurate record of all services rendered or advice offered, and securely
store the information for up to five years.

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Source:
http://www.moneyweb.co.za/mw/view/mw/en/page295023?oid=556833&sn=2009+Detail&pid=287226
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