Does anyone have a bookmarked website that may contain some of the newer SEC
recordkeeping requirements. My interest was aroused based on the following
conversation with a company representative who
asked me was if it was true that the SEC has a list of vendors with a
document management system that have been certified to meet the
recordkeeping requirements for the SEC.
As far as I know I do not believe any government agency bestows
certifications and/or make recommendations on vendors. The closes I would
guess would the DOD 5015.2 which is a register of companies that meet their
guidelines for a RM system.
Am I off base here?
Bob Dalton, CRM
Dalton Consulting
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